Welcome to Zephyr Investment Management

Navigating Your Financial Future

Based in Westlake Village, California, Zephyr Investment Management is an independent, fee-based Registered Investment Advisor (RIA). We provide trusted investment management and financial planning services designed to help our clients achieve a constant, steady path toward greater financial security.

At Zephyr Investment Management, we always put our clients' interests first. We demonstrate our respect for each individual, our passion for investing, and our dedication to service and performance in every action we take and every decision we make. Serving as your personal financial compass, we work with you side by side to analyze your situation, set a course for your future, and navigate all types of weather along the way—from the calmest waters to the roughest seas. Our investment strategy is designed to actively harness the winds of changing market and economic conditions, and our services—including investment management, values-based financial planning, retirement planning, and planning for women—are constructed to help guide decisions that lead to financial smooth sailing. 
 
In addition, we offer full service retirement plan advisory services for companies and organizations offering 401(k) and 403(b) plans. We’ll help you navigate through complex fiduciary responsibilities and guide your plan participants in making wise decisions regarding their financial future. We are passionate about helping people make sense of their retirement plan and will provide the support and resources to do so.

Contact us today at 800-966-3579 to learn how we can help you set your course toward an optimal financial future—no matter the weather.


"We Cannot Direct the Wind, But We Can Adjust The Sails"

Financial Planning

You have goals, dreams – ideas of what you want your future to look like. Our mission is to help you achieve those goals and live your life on purpose. Let us help you design your most appropriate financial strategy. Learn more about our Financial Planning services.

Investment Management

An all-weather, disciplined, active investment management strategy is central to your ability to stick with your financial plan. Learn how our Business Cycle Asset Management strategy is designed to help you grow your wealth by investing in the stock and bond markets while at the same time managing risk in volatile markets.

Zephyr’s Blog

3rd Quarter 2014 Newsletter
The June employment report surpassed expectations, and five months of robust hiring has job gains soaring beyond their steady 2012-2013 pace. Employment data that are too strong could lead the Federal Reserve (Fed) to dial back accommodation before the expansion is vigorous enough to stand on its own.
Securities offered through FSC Securities Corporation, a Registered Broker/Dealer, Member FINRA and SIPC. Investment advisory services offered through Zephyr Investment Management, a Registered Investment Adviser in the states of California and Texas, not affiliated with FSC Securities Corporation.

This communication is strictly intended for individuals residing in the states of AZ, CA, FL, GA, HI, ID, IN, MA, MD, MT, NM, NV, NY, OR, TX, UT, and WA. No offers may be made or accepted from any resident outside the specific states referenced.

IMPORTANT CONSUMER INFORMATION

A Broker/dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, BD agent, or IA registration requirements as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker/dealer, investment, adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator. Information is also available at www.adviserinfo.sec.gov and brokercheck.finra.org.